In-House Compliance:

The In-House Compliance industry is a competitive but productive market with 60,000 firms in the UK regulated by the FCA. Douglas Scott supports a range of Compliance teams within FS Business models, ranging from start-up Fintech firms to long-standing Asset Management firms to name a few.

We are always keen to speak with Heads of Function within these entities to understand and support their Regulatory hiring prospects. In addition, our Consultants are always open to hearing from Conduct focused talent with experience across different markets within Financial Services, to understand their career aspirations and provide them with relevant options within the sector.

We Partner with boutique, mid-tier and blue-chip organisations within the sector. Covering Central Compliance, SMF16/17, Advisory and Monitoring.

Positions range from Head of Compliance, Head of Financial Crime, Compliance Advisory Manager, 2nd LOD Compliance Monitoring and Compliance Analysts.